Document Control

Document Control in QMS

Document Control is a critical component of a Quality Management System (QMS) that ensures all quality-related documents are properly created, reviewed, approved, distributed, and maintained. It helps organizations maintain consistency, comply with regulations, and prevent the use of outdated or incorrect documents.


Key Objectives of Document Control:

Ensure Accuracy & Consistency – Documents should be up-to-date and properly formatted.
Maintain Compliance – Adheres to industry regulations like ISO 9001, FDA 21 CFR Part 11, IATF 16949, etc.
Prevent Unauthorized Changes – Only authorized personnel should approve revisions.
Improve Traceability – Every document should have a clear revision history.
Enhance Accessibility & Security – Documents should be available to authorized users while preventing unauthorized access.


Types of Documents in QMS:

  1. Policies – Define the organization’s commitment to quality (e.g., Quality Policy).
  2. Procedures (SOPs) – Outline step-by-step instructions for operations.
  3. Work Instructions – Detailed guides for specific tasks.
  4. Forms & Records – Templates for capturing data (e.g., audit reports, CAPA logs).
  5. Specifications & Guidelines – Technical details for products/services.

ISO 9001:2015 Requirements for Document Control (Clause 7.5):

An effective Documented Information System should include:
Identification & Labelling – Documents should have clear titles, version numbers, and approval details.
Storage & Protection – Documents should be stored securely (physically or digitally).
Review & Approval Process – Documents must be reviewed and approved before use.
Access Control – Only authorized personnel should make changes.
Revision & Obsolescence Management – Outdated versions should be archived to avoid confusion.


Best Practices for Document Control:

🔹 Use a Document Management System (DMS) or Electronic Quality Management System (eQMS) (e.g. Cataligent) to automate document control.
🔹 Establish a document review schedule to ensure updates are made regularly.
🔹 Train employees on proper document handling and compliance requirements.
🔹 Implement electronic signatures for approvals to enhance security.

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